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Regulation NMS
Results: 1042

#	Item
711	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4; Rel. No[removed], File No. SR-CBOE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-07 15:07:50 United States Securities and Exchange Commission Financial markets Stock market Chicago Board Options Exchange Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Option Security Financial economics Finance Investment
712	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 14:14:50 Investment United States securities law Finance Stock market 73rd United States Congress Securities Exchange Act Market maker Regulation NMS Securities and Exchange Commission Financial markets United States Securities and Exchange Commission Financial economics
713	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 18, 2011 Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Instituting Proceedings to Determine Whether to Disapprove a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-18 17:34:09 NYSE Euronext Investment 73rd United States Congress United States securities law Economy of the United States New York Stock Exchange Regulation NMS Order Rulemaking United States Securities and Exchange Commission Stock market Financial economics
714	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 22, 2011 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-23 14:06:57 Stock market United States securities law Investment 73rd United States Congress National best bid and offer Regulation NMS Securities Exchange Act Finance New York Stock Exchange United States Securities and Exchange Commission Financial economics Financial markets
715	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-05 10:46:29 Economy of the United States 73rd United States Congress Financial markets Financial regulation Financial economics Securities Exchange Act Regulation NMS National market system plan Financial Industry Regulatory Authority United States securities law United States Securities and Exchange Commission Self-regulatory organizations
716	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 6, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-06 09:07:49 Financial markets United States Securities and Exchange Commission Financial regulation Short selling Wedbush Securities Short Naked short selling Regulation NMS Broker-dealer Financial economics Investment Finance
717	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-13 09:31:55 Economics Order Business Bid price Regulation NMS Stock market Financial markets Finance
718	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-21 14:57:22 United States Securities and Exchange Commission Self-regulatory organizations Finance Economy of the United States Economy of New York City NYSE Arca Securities Exchange Act Regulation NMS Exchange-traded fund Financial economics Financial markets Investment
719	SECURITIES AND EXHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-03 14:58:46 Investment Economy of the United States Self-regulatory organizations 73rd United States Congress United States securities law Chicago Stock Exchange Regulation NMS Order Securities Exchange Act United States Securities and Exchange Commission Financial markets Financial economics
720	Microsoft Word[removed]for pdf.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-24 13:47:02 Stock market Economy of the United States Regulation NMS Financial economics 73rd United States Congress United States securities law Investment Order Securities Exchange Act United States Securities and Exchange Commission Self-regulatory organizations Chicago Stock Exchange

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